Episode 12- The AML Questions Law Firms Are Asking (Answered by a Former SRA AML Regulatory Manager)
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Episode 12- The AML Questions Law Firms Are Asking (Answered by a Former SRA AML Regulatory Manager)
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In this episode, the tables are turned as I’m interviewed by Pearl Moses, the Former Head of Risk and Compliance at the Law Society who came prepared with questions gathered from AML professionals across the legal sector.
We discuss the biggest AML mistakes many law firms make, what ''does it make sense” means in practice, and how firms can challenge factual inaccuracies or misinterpretations during SRA engagement.
We also explore what the SRA looks for when reviewing files, what the FCA's take over means for the legal sector today, and why firms should focus on building defensible AML frameworks that stand up to scrutiny.
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